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What penalties are attached to the extended SMCR regime?

Posted on 16th October 2018 by Lucinda Carney

With the forthcoming extension to the SM&CR regime, it is wise for Senior Managers to understand the extent of their personal and corporate risk. Now the FCA have been at pains to emphasise that this regime is about…

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What is the difference between a performance appraisal system and performance management system?

Posted on 15th October 2018 by Lucinda Carney

A performance appraisal system and performance management system are often discussed in the same breath but are they actually interchangeable? 

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What you should be doing now to meet the FCA’s requirements for SMCR

Posted on 11th October 2018 by Gemma Scott

Enough time has passed that the term ‘SMCR – The Senior Managers and Certification Regime’ is probably well on your radar. Since the FCA published their near final rules in July 2018 we have been speaking to various financial…

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