A Briefing for Senior Managers, Compliance, Risk, Legal & HR Professionals

On 12th & 13th February, CEO of Actus Lucinda Carney, along with Kenneth Underhill and Jason Jones of ICSR hosted a discussion on the Senior Managers & Certification Regime at the CII, looking at the future for FCA regulated firms from the perspective of senior managers, including compliance, risk, legal and HR managers .

The agenda covered the background to the new regulations, a look at the practical requirements for firms and a discussion on how to embed the ethos of SM&CR through genuine cultural change around personal responsibility.

Click on the button below to view the slides from the Briefing and to download a copy of the white paper discussed. For further information please contact a member of the Actus Team.